Retirement Plan Services

We partner with you as an advocate and provide the best tools for you and your employees. As a Fiduciary, we help you manage your risk, while working with participants to help them reach their retirement goals.

Plan Sponsor Services

  • Plan review and trustee meetings to ensure a compliant and healthy Retirement Plan
  • Investment research, fund selection and ongoing due-diligence
  • Help you create and maintain an Investment Policy and education strategy
  • Provider search and RFP management
  • Vigilance in pursuing low-cost strategies and reducing fees at all times
  • Fiduciary services: act as a 3(21)(A) limited scope or a 3(38) investment manager

Participant Services

  • One-on-one investment/financial guidance meetings
  • Topical investment education seminars
  • At will phone conferences and meetings
  • Live help desk Monday through Friday, between 8am and 5pm, PST
  • Online account access and investment tools

Our advantage

becomes your advantage, as an SEC Registered Investment Advisor we will develop an unparalleled 401(k) Retirement Plan that is completely transparent, and free of conflict, using best of breed investment funds and 401(k) Plan Providers. In addition we deliver a rich education to participants and full Fiduciary services to the Plan Sponsor.

Conflict free advice

allows you to have unrestricted access to the entire world of investments and service providers. As a totally independent advocate, we help you select the best resources for your Retirement Plan.

Low plan and investment costs

allow your employees to see greater investment returns and help your company’s bottom line. By utilizing institutional investment share classes and negotiating fees with plan providers we help you eliminate unnecessary fees and keep plan costs low.

Fiduciary support

acting as a 3(21)A or 3(38) Fiduciary, helps you and your Retirement Plan team manage risk and comply with ERISA and PPA regulations.

Financial guidance

and personalized one-on-one meetings for each employee to help them plan and reach their retirement goals.

Premium administrative support

for you and your team, working proactively to address your needs before you think of them.

HUMAN STORIES

Samantha
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